• Oct 22, 2020Raising Capital During COVID-19

    Jeanne Hamburg, a Member of law firm Norris McLaughlin, P.A., and Michael J. Locke, an Associate of the firm, will present the free webinar, “Raising Capital During COVID-19,” hosted by the New York State Restaurant Association.

    Raising Capital During COVID-19

    As restaurants and catering businesses continue to struggle due to the COVID-19 pandemic, it is crucial to be creative in raising capital while marketing options attractive to your consumer. Jeanne will moderate the program, while Michael will discuss the following topics:

    • The right ways to use creative solutions, like the sale of gift cards and coupons or pooling menus with others, to market without running afoul of legal restriction
    • How capital can be raised by encouraging investment in your business or even the sale of assets
    • Different ways to raise capital including convertible notes, SAFEs, debt, equity, and others
    • Securities law rules related to raising capital
    • Selling assets to raise capital

    When: Thursday, November 19, 2020

    11:00 a.m. – noon


    About Jeanne Hamburg

    Jeanne concentrates her practice in all aspects of copyright and trademark law, both in litigation and in the transactional area. Resident in the New York City office, she assists clients in the food, beverage, and restaurant industries with their IP needs. In each year since 2009, Jeanne has been recognized in New York Super Lawyers® for Intellectual Property and Intellectual Property Litigation. Only 5% of New York attorneys are given this honor. Additionally, Jeanne is ranked in the 2019 World Trademark Review 1000 – The World’s Leading Trademark Professionals, which lists the top 1,000 trademark attorneys in 70 jurisdictions globally. Among a group of fewer than 90 trademark professionals in New York, she was named a top trademark attorney in the areas of enforcement and litigation.

    Jeanne litigates copyright, trademark, and cybersquatting cases through trial and, if necessary, appeal. To this end, she has acted as national counsel in federal courts across the country to bring and defend infringement claims for clients, both foreign and domestic. Additionally, Jeanne has recovered domain names for clients in many Uniform Domain Name Dispute Resolution Proceedings and prosecuted and defended numerous opposition and cancellation proceedings and ex parte appeals in the Trademark Trial and Appeal Board. She recently litigated through appeal to the Federal Circuit a food trademark case that has been described as generating one of the most important trademark decisions in 2018.

    In the transactional area, Jeanne counsels clients on intellectual property aspects of mergers and acquisitions. She is experienced in copyright and trademark clearance, prosecution, and enforcement, and has particular expertise with contentious and transactional issues arising from the Internet.

    As a co-author of the firm’s trademark, copyright, and unfair competition law blog, More Than Your MaⓇk™, Jeanne is a frequent writer and speaker on intellectual property topics and is active in many trade groups in industries whose clients she serves. Additionally, she is a member of the New York State Restaurant Association, the Specialty Food Association, and the International Trademark Association (INTA), currently serving on its Leadership Development Committee. Jeanne formerly served on the Government Officials Training Committee, was nominated and served as Chair of INTA’s Law Firm Committee, and was selected as a speaker for INTA’s Trademark Basics “Maintaining the Perfect Partnership” seminar held in New York for inside and outside counsel.

    About Michael Locke

    Michael’s practice focuses on providing counsel to small businesses in all phases of their corporate existence, from formation through merger and acquisition. He also works closely with clients as they grow and expand their businesses, offering advice and legal guidance in connection with customer and supplier agreements, terms and conditions of use (for both physical and digital products), inter-business relationships (including joint ventures), export regulations, securities regulations, litigation support, and more.

    Michael is especially focused on working with businesses that seek to bridge the gap between commercial success and environmental or social responsibility. He has counseled clients in forming “benefit corporations” (also known as “B-corps”) and drafting corporate governing documents for those seeking to maximize profitability and have a positive effect on their communities while simultaneously minimizing their environmental impacts. Michael also has experience assisting larger corporations to conduct cross-border transactions, including the international purchase and sale of goods as well as the international purchase and sale of assets and equity.

    Michael joined the firm after spending three years with the New Jersey Office of the Attorney General. As a Deputy Attorney General, he led a trial team that handled complex, white-collar criminal and regulatory matters. Michael investigated and prosecuted cases involving insurance fraud, securities fraud, money laundering, racketeering, and other related financial crimes. As such, he has worked closely with many of the country’s largest insurance companies and financial institutions as well as state and federal regulators. Drawing on this diverse experience, Michael offers a unique perspective to clients seeking a broad and creative approach to growing and protecting their businesses.

    Posted in: Business Law, Events, Jeanne Hamburg, Michael J. Locke, Securities | Tags: , , , ,

  • Jun 11, 2019Peter Hutcheon Appointed to the Four-Member Ad Hoc Subcommittee of ABA State Regulation of Securities Committee

    Peter D. Hutcheon, a Member of law firm Norris McLaughlin, P.A., has been appointed to a four-member ad hoc subcommittee of the State Regulation of Securities Committee of the American Bar Association’s Business Law Section to comment on the recently proposed Fiduciary Duty Rule of the New Jersey Bureau of Securities.  That proposed rule would hold broker/dealers and their representatives registered in New Jersey to a fiduciary duty standard differing from both federal law and the law of other states.  Hutcheon serves as the Liaison from the State Regulation of Securities Committee to the New Jersey Bureau of Securities.

    The State Regulation of Securities Committee aims to keep track of best practices and developments involving state and provincial securities laws, rules, and their administration, including the regulation of securities offerings, broker-dealers, investment advisers, issuers, and their representatives. The committee reports on rules, policy statements, and interpretations proposed by states and the North American Securities Administrators Association.

    Hutcheon practices primarily in the areas of business governance, commercial transactions, securities, banking, and finance.  He counsels managements of public and private companies including companies involved with the biotech and pharmaceutical industries, as well as banking institutions on governance matters and is an expert on indemnification and insurance issues affecting directors and officers.  Hutcheon represents clients seeking investment capital from private placements, venture capital and private equity deals, and firm commitment underwritten offerings of securities.  Many of these financings involve high-tech businesses. Hutcheon is experienced with securities matters ranging from stock options to dividend reinvestment plans, is familiar with bank regulatory matters, and has worked on mergers and acquisitions in the banking industry.  He is experienced in corporate and financing transactions and has represented both buyers and sellers in public and private corporate acquisition transactions, including public/private partnership financings, in deals involving over $2 billion.

    Hutcheon was a director for 22 years (including 2 years as chair) of the New Jersey State Bar, Corporate and Business Law Section, and has chaired the State Bar’s Banking Law Section.  He was chairman of the New Jersey Corporate and Business Law Study Commission from its inception in 1989 to 2002, providing reports and suggestions on business law developments to the New Jersey Legislature and the Governor.  He chaired the New Jersey Securities Advisory Committee appointed by the Attorney General from 1995 to 2001 and has served as the ABA’s Liaison to the New Jersey Bureau of Securities for over 38 years. Hutcheon has been appointed to the ABA Science & Technology Law Section’s Jurimetrics Journal Editorial Board for the past.

    HutcheonPeter is listed in the Corporate Law, Mergers & Acquisitions Law, and Securities Law sections of the current edition of The Best Lawyers in America and has been included on the list of New Jersey Super Lawyers in the Business/Corporate section every year since its inception in 2005.  Additionally, he has authored numerous articles on business-related law topics including limited liability companies, securities, and directors and officer’s liability.

    Hutcheon received his J.D., cum laude, from Harvard Law School and his undergraduate degree, magna cum laude, from Williams College.

    Posted in: News, Peter D. Hutcheon | Tags: , , , ,